"HELLENIC AMERICAN SECURITIES S.A."

• LiftedHellenic Capital Market Commission (HCMC)

  Debarment

  In this state since

  12 Sept 2026

  Designated

  24 Jun 2025

  Reason given

  Το Διοικητικό Συμβούλιο της Επιτροπής Κεφαλαιαγοράς κατά την 1056η/24.6.2025 συνεδρίασή του αποφάσισε: την επιβολή διοικητικών κυρώσεων και προστίμου συνολικού ύψους € 8.000 στην εταιρεία «ΕΛΛΗΝΟΑΜΕΡΙΚΑΝΙΚΗ ΧΡΗΜΑΤΙΣΤΗΡΙΑΚΗ Α.Ε.Π.Ε.Υ.» (LEI 213800N3BLIBX8QYNR13) για παραβάσεις διατάξεων του ν. 4514/2018 (άρθρα 16 παρ. 2 και παρ. 7, 24 παρ. 1 και παρ. 4, 25 παρ. 2 και παρ. 5 του ν. 4514/2018) και του Κανονισμού 565/2017 (άρθρα 21 παρ. 1, 22 παρ. 1 και παρ. 2, 24, 50 παρ. 9 και παρ. 10, 54 παρ. 2 και 58), που αφορούν στην παροχή επενδυτικών υπηρεσιών, σε θέματα ενημέρωσης των επενδυτών και σε οργανωτικά θέματα. [original (Greek)] The Board of Directors of the Hellenic Capital Market Commission at its 1056th meeting on 24.6.2025 decided:to impose administrative sanctions and a fine of €8,000 in total on "HELLENIC AMERICAN SECURITIES S.A." (LEI 213800N3BLIBX8QYNR13) for violating the provisions of Law 4514/2018 (Articles 16 (2) and (7), 24 (1) and (4), 25 (2) and (5) of Law 4514/2018) and Regulation 565/2017 (Articles 21 (1), 22 (1) and (2), 24, 50 (9) and (10), 54 (2) and 58), relating to the provision of investment services, investor information and organisational matters.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14105)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  14105

• In forceHellenic Capital Market Commission (HCMC)

  MiFID

  In this state since

  12 Sept 2026

  Designated

  24 Jun 2025

  Reason given

  Το Διοικητικό Συμβούλιο της Επιτροπής Κεφαλαιαγοράς κατά την 1056η/24.6.2025 συνεδρίασή του αποφάσισε: την επιβολή διοικητικών κυρώσεων και προστίμου συνολικού ύψους € 8.000 στην εταιρεία «ΕΛΛΗΝΟΑΜΕΡΙΚΑΝΙΚΗ ΧΡΗΜΑΤΙΣΤΗΡΙΑΚΗ Α.Ε.Π.Ε.Υ.» (LEI 213800N3BLIBX8QYNR13) για παραβάσεις διατάξεων του ν. 4514/2018 (άρθρα 16 παρ. 2 και παρ. 7, 24 παρ. 1 και παρ. 4, 25 παρ. 2 και παρ. 5 του ν. 4514/2018) και του Κανονισμού 565/2017 (άρθρα 21 παρ. 1, 22 παρ. 1 και παρ. 2, 24, 50 παρ. 9 και παρ. 10, 54 παρ. 2 και 58), που αφορούν στην παροχή επενδυτικών υπηρεσιών, σε θέματα ενημέρωσης των επενδυτών και σε οργανωτικά θέματα. [original (Greek)] The Board of Directors of the Hellenic Capital Market Commission at its 1056th meeting on 24.6.2025 decided:to impose administrative sanctions and a fine of €8,000 in total on "HELLENIC AMERICAN SECURITIES S.A." (LEI 213800N3BLIBX8QYNR13) for violating the provisions of Law 4514/2018 (Articles 16 (2) and (7), 24 (1) and (4), 25 (2) and (5) of Law 4514/2018) and Regulation 565/2017 (Articles 21 (1), 22 (1) and (2), 24, 50 (9) and (10), 54 (2) and 58), relating to the provision of investment services, investor information and organisational matters.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14105)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  14105

No ownership verdict was on file for this company on 25 October 2026.

As recorded by the assessment reading taken on 12 September 2026, 19:15 UTC, the newest on or before the date. Only “checked, not found” means a source was read in full and held nothing for the company.

Where the company is registered or connected

• GR: registered here

  No company register for this jurisdiction has been connected to this system, and none has been examined. No register here states who owns its companies.

• Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.
• No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland.

For each source behind this file, the newest read made on or before the date: the version of it that stood.

• ESMA Sanctions Register

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 845 records read.

Taken

12 September 2026, 19:15 UTC

Methodology

Version 4

Level

Medium

Score recorded

65 of 100

Digest

2e77671b589f8cbec4247a3caf13338141374e32A fingerprint of everything the reading says. The same reading always has this digest, and any change in it gives another.

Reading id

9ecfd7f2-4958-49e7-8774-7051eb3e249b

Address

https://apolika.com/entities/78d7bd95-018a-4852-b90e-c9ec0e03acb9/evidence?as_of=2026-10-25The same address gives the same day's file tomorrow. What was recorded after the date is not in it.

As data

https://apolika.com/api/entities/78d7bd95-018a-4852-b90e-c9ec0e03acb9/evidence?as_of=2026-10-25T00%3A48%3A46.638Z

Made

25 October 2026, 00:48 UTC