Apolitics · https://apolika.com
Evidence file
Erste Bank der oesterreichischen Sparkassen AG
What this system held and said about the company on 24 October 2026, as of the moment the file was made, and what it rested on. Made on 24 October 2026, 19:50 UTC.
- listing in force
- 1
- ownership verdicts
- 0
- source with its version
- 1
- limits stated
- 2
Listings
- LiftedAustrian Financial Market Authority (FMA)
Debarment
- In this state since
- 12 Sept 2026
- Designated
- 23 Nov 2023
- Reason given
- Bekanntmachung: FMA verhängt Sanktion gegen die Erste Bank der oesterreichischen Sparkassen AG wegen Verletzung von Organisationsvorschriften im Zusammenhang mit angemessenen Informationen für Kunden Österreichs Finanzmarktaufsichtsbehörde FMA teilt mit, dass sie im Wege der beschleunigten Verfahrensbeendigung gemäß § 22 Absatz 2b Finanzmarktaufsichtsbehördengesetz (FMABG) gegen die Erste Bank der oesterreichischen Sparkassen AG als juristische Person wegen Verstoß gegen das Wertpapieraufsichtsgesetz 2018 (WAG 2018) und die Delegierte Verordnung (EU) 2017/565 durch Verletzung von Organisationsvorschriften im Zusammenhang mit der Pflicht, Kunden der digitalen Vermögensverwaltung („Invest Manager“ im Rahmen der Nutzung des Internetbankings) angemessene Informationen auf einem dauerhaften Datenträger zur Verfügung zu stellen, eine Geldstrafe von 89.600 Euro verhängt hat. Das Straferkenntnis ist rechtskräftig. [original (German)] Announcement: FMA imposes sanction against Erste Bank der oesterreichischen Sparkassen AG for a breach of organisational regulations in relation to appropriate information for clients The Austrian Financial Market Authority (FMA) announces that it has imposed a fine of EUR 89,600 against Erste Bank der oesterreichischen Sparkassen AG as a legal person for a breach against the Securities Supervision Act (WAG 2018; Wertpapieraufsichtsgesetz) and Delegated Regulation (EU) 2017/565 for a breach of the organisational regulations in relation to obligation to make appropriate information available to clients of its digital asset management offering (“Invest Manager” within the scope of using its Internet banking offering) on a durable medium, under the accelerated conclusion of proceedings pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz). The penal order is final.
- Document
- The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn12368)
- Stated by
- ESMA Sanctions Register
- First recorded here
- 12 Sept 2026
- Listing id
- 12368
- In forceAustrian Financial Market Authority (FMA)
MiFID
- In this state since
- 12 Sept 2026
- Designated
- 23 Nov 2023
- Reason given
- Bekanntmachung: FMA verhängt Sanktion gegen die Erste Bank der oesterreichischen Sparkassen AG wegen Verletzung von Organisationsvorschriften im Zusammenhang mit angemessenen Informationen für Kunden Österreichs Finanzmarktaufsichtsbehörde FMA teilt mit, dass sie im Wege der beschleunigten Verfahrensbeendigung gemäß § 22 Absatz 2b Finanzmarktaufsichtsbehördengesetz (FMABG) gegen die Erste Bank der oesterreichischen Sparkassen AG als juristische Person wegen Verstoß gegen das Wertpapieraufsichtsgesetz 2018 (WAG 2018) und die Delegierte Verordnung (EU) 2017/565 durch Verletzung von Organisationsvorschriften im Zusammenhang mit der Pflicht, Kunden der digitalen Vermögensverwaltung („Invest Manager“ im Rahmen der Nutzung des Internetbankings) angemessene Informationen auf einem dauerhaften Datenträger zur Verfügung zu stellen, eine Geldstrafe von 89.600 Euro verhängt hat. Das Straferkenntnis ist rechtskräftig. [original (German)] Announcement: FMA imposes sanction against Erste Bank der oesterreichischen Sparkassen AG for a breach of organisational regulations in relation to appropriate information for clients The Austrian Financial Market Authority (FMA) announces that it has imposed a fine of EUR 89,600 against Erste Bank der oesterreichischen Sparkassen AG as a legal person for a breach against the Securities Supervision Act (WAG 2018; Wertpapieraufsichtsgesetz) and Delegated Regulation (EU) 2017/565 for a breach of the organisational regulations in relation to obligation to make appropriate information available to clients of its digital asset management offering (“Invest Manager” within the scope of using its Internet banking offering) on a durable medium, under the accelerated conclusion of proceedings pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz). The penal order is final.
- Document
- The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn12368)
- Stated by
- ESMA Sanctions Register
- First recorded here
- 12 Sept 2026
- Listing id
- 12368
Ownership verdicts
No ownership verdict was on file for this company on 24 October 2026.
What was checked
As recorded by the assessment reading taken on 12 September 2026, 19:15 UTC, the newest on or before the date. Only “checked, not found” means a source was read in full and held nothing for the company.
Sanctions lists
Found · 1 source. The source holds records for this company.
- ESMA Sanctions Register, checked 12 Sept 2026
Where the company is registered or connected
AT: registered here
No company register for this jurisdiction has been connected to this system, and none has been examined. No register here states who owns its companies.
What this file cannot say
- Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.
- No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland.
What sources said
Legal name
erste bank der oesterreichischen sparkassen ag
ESMA Sanctions Register, since 12 Sept 2026, last confirmed by the date on 23 Oct 2026.
Jurisdiction
AT
ESMA Sanctions Register, since 12 Sept 2026, last confirmed by the date on 23 Oct 2026.
Versions of the sources
For each source behind this file, the newest read made on or before the date: the version of it that stood.
ESMA Sanctions Register
Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 845 records read.
The assessment reading
- Taken
- 12 September 2026, 19:15 UTC
- Methodology
- Version 4
- Level
- Medium
- Score recorded
- 65 of 100
- Digest
19a91d91f6728335398a9d11ff4f6d4a01847821A fingerprint of everything the reading says. The same reading always has this digest, and any change in it gives another.- Reading id
6f02b269-b520-48ca-a726-1fe060ab4f60
This file
- Address
- https://apolika.com/entities/8d316bb6-1bf5-475e-879c-abb643a994b8/evidence?as_of=2026-10-24The same address gives the same day's file tomorrow. What was recorded after the date is not in it.
- Made
- 24 October 2026, 19:50 UTC