GESTION DE PATRIMONIOS MOBILIARIOS, SOCIEDAD DE VALORES, S.A.

• LiftedComisión Nacional del Mercado de Valores (CNMV)

  Debarment

  In this state since

  12 Sept 2026

  Designated

  23 Sept 2024

  Reason given

  La CNMV ha impuesto una multa de 30.000 euros a GESTIÓN DE PATRIMONIOS MOBILIARIOS, S.V., S.A., por la comisión de una infracción muy grave tipificada en el artículo 283.3 de la LMV, en relación con el artículo 192 bis del mismo texto legal y su normativa de desarrollo, por las deficiencias reiteradas y graves encontradas en los mecanismos de control interno, en el periodo inspeccionado comprendido entre el 1 de enero de 2022 y el 30 de junio de 2022. [original (Spanish)] The CNMV has imposed a fine of 30,000 euros on GESTIÓN DE PATRIMONIOS MOBILIARIOS, S.V., S.A., for committing a very serious infringement classified in Article 283(3) of the Spanish Securities Market Law (LVM for its abbreviation Spanish), in relation to Article 192 bis of the same legal text and its implementing regulations, due to the repeated and serious deficiencies identified in the internal control mechanisms, during the inspected period between 1 January and 30 June 2022. THIS DECISION HAS BEEN DECLARED FINAL

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13679)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  13679

• In forceComisión Nacional del Mercado de Valores (CNMV)

  MiFID

  In this state since

  12 Sept 2026

  Designated

  23 Sept 2024

  Reason given

  La CNMV ha impuesto una multa de 30.000 euros a GESTIÓN DE PATRIMONIOS MOBILIARIOS, S.V., S.A., por la comisión de una infracción muy grave tipificada en el artículo 283.3 de la LMV, en relación con el artículo 192 bis del mismo texto legal y su normativa de desarrollo, por las deficiencias reiteradas y graves encontradas en los mecanismos de control interno, en el periodo inspeccionado comprendido entre el 1 de enero de 2022 y el 30 de junio de 2022. [original (Spanish)] The CNMV has imposed a fine of 30,000 euros on GESTIÓN DE PATRIMONIOS MOBILIARIOS, S.V., S.A., for committing a very serious infringement classified in Article 283(3) of the Spanish Securities Market Law (LVM for its abbreviation Spanish), in relation to Article 192 bis of the same legal text and its implementing regulations, due to the repeated and serious deficiencies identified in the internal control mechanisms, during the inspected period between 1 January and 30 June 2022. THIS DECISION HAS BEEN DECLARED FINAL

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13679)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  13679

No ownership verdict was on file for this company on 25 October 2026.

As recorded by the assessment reading taken on 12 September 2026, 19:15 UTC, the newest on or before the date. Only “checked, not found” means a source was read in full and held nothing for the company.

Where the company is registered or connected

• ES: registered here

  No company register for this jurisdiction has been connected to this system, and none has been examined. No register here states who owns its companies.

• Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.
• No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland.

For each source behind this file, the newest read made on or before the date: the version of it that stood.

• ESMA Sanctions Register

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 845 records read.

Taken

12 September 2026, 19:15 UTC

Methodology

Version 4

Level

Medium

Score recorded

65 of 100

Digest

d34dec7ba80b6872adba13063460ef6a516ec7ecA fingerprint of everything the reading says. The same reading always has this digest, and any change in it gives another.

Reading id

2ffc52a0-04ab-4b18-af3f-c6e94b8825dc

Address

https://apolika.com/entities/bc954cc0-b2e4-4179-90bf-4743a1c4f820/evidence?as_of=2026-10-25The same address gives the same day's file tomorrow. What was recorded after the date is not in it.

As data

https://apolika.com/api/entities/bc954cc0-b2e4-4179-90bf-4743a1c4f820/evidence?as_of=2026-10-25T16%3A39%3A21.929Z

Made

25 October 2026, 16:39 UTC