Mercurius Dom Maklerski Sp. z o.o.

• LiftedPolish Financial Supervisory Authority (KNF)

  Debarment

  In this state since

  12 Sept 2026

  Designated

  21 Aug 2018

  Reason given

  Wszczęcie postępowania administracyjnego wobec Mercurius Dom Maklerski Sp. z o.o.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn7932)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  7932

• LiftedPolish Financial Supervisory Authority (KNF)

  Debarment

  In this state since

  12 Sept 2026

  Designated

  18 Dec 2018

  Reason given

  Nałożenie na Mercurius Dom maklerski Sp. z o.o. kary pieniężnej w wysokości 430 000 zł oraz ograniczyła zezwolenie w zakresie prowadzenia działalności maklerskiej w zakresie oferowania instrumentów finansowych.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn7927)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  7927

• LiftedPolish Financial Supervisory Authority (KNF)

  Debarment

  In this state since

  12 Sept 2026

  Designated

  9 Jul 2019

  Reason given

  Utrzymanie w mocy w części decyzji Komisji Nadzoru Finansowego z dnia 18 grudnia 2018 r. w przedmiocie cofnięcia Mercurius Dom Maklerski sp. z o.o. zezwolenia na prowadzenie działalności maklerskiej i uchylenie w części ww. decyzji oraz nałożenie kary pieniężnej w wysokości 169 000 zł w związku z naruszeniem art. 72 ustawy o obrocie instrumentami finansowymi poprzez udział w oferowaniu obligacji spółki GetBack S.A. przez podmiot do tego nieupoważniony. Link do komunikatu (po polsku): https://www.knf.gov.pl/o_nas/komunikaty?articleId=66478&p_id=18 [original (Polish)] Upholding in part the final decision of the KNF Board of 18 December 2018 on the withdrawal of authorisation of Mercurius Dom Maklerski sp. z o.o. to conduct brokerage activities, and repealing the said decision in part, imposition of a fine of PLN 169 000 for a breach of Article 72 of the Act on trading in financial instruments which consisted in an unauthorised entity offering the bonds of GetBack S.A. Link to the communication (in Polish): https://www.knf.gov.pl/o_nas/komunikaty?articleId=66478&p_id=18

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn7953)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  7953

• In forcePolish Financial Supervisory Authority (KNF)

  MiFID

  In this state since

  12 Sept 2026

  Designated

  21 Aug 2018

  Reason given

  Wszczęcie postępowania administracyjnego wobec Mercurius Dom Maklerski Sp. z o.o.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn7932)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  7932

• In forcePolish Financial Supervisory Authority (KNF)

  MiFID

  In this state since

  12 Sept 2026

  Designated

  18 Dec 2018

  Reason given

  Nałożenie na Mercurius Dom maklerski Sp. z o.o. kary pieniężnej w wysokości 430 000 zł oraz ograniczyła zezwolenie w zakresie prowadzenia działalności maklerskiej w zakresie oferowania instrumentów finansowych.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn7927)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  7927

• In forcePolish Financial Supervisory Authority (KNF)

  MiFID

  In this state since

  12 Sept 2026

  Designated

  9 Jul 2019

  Reason given

  Utrzymanie w mocy w części decyzji Komisji Nadzoru Finansowego z dnia 18 grudnia 2018 r. w przedmiocie cofnięcia Mercurius Dom Maklerski sp. z o.o. zezwolenia na prowadzenie działalności maklerskiej i uchylenie w części ww. decyzji oraz nałożenie kary pieniężnej w wysokości 169 000 zł w związku z naruszeniem art. 72 ustawy o obrocie instrumentami finansowymi poprzez udział w oferowaniu obligacji spółki GetBack S.A. przez podmiot do tego nieupoważniony. Link do komunikatu (po polsku): https://www.knf.gov.pl/o_nas/komunikaty?articleId=66478&p_id=18 [original (Polish)] Upholding in part the final decision of the KNF Board of 18 December 2018 on the withdrawal of authorisation of Mercurius Dom Maklerski sp. z o.o. to conduct brokerage activities, and repealing the said decision in part, imposition of a fine of PLN 169 000 for a breach of Article 72 of the Act on trading in financial instruments which consisted in an unauthorised entity offering the bonds of GetBack S.A. Link to the communication (in Polish): https://www.knf.gov.pl/o_nas/komunikaty?articleId=66478&p_id=18

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn7953)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  7953

No ownership verdict was on file for this company on 25 October 2026.

As recorded by the assessment reading taken on 12 September 2026, 19:14 UTC, the newest on or before the date. Only “checked, not found” means a source was read in full and held nothing for the company.

Where the company is registered or connected

• PL: registered here

  Registers read here: Poland MF VAT White List. No register here states who owns its companies.

• Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.
• No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland.

For each source behind this file, the newest read made on or before the date: the version of it that stood.

• ESMA Sanctions Register

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 845 records read.

Taken

12 September 2026, 19:14 UTC

Methodology

Version 4

Level

Medium

Score recorded

65 of 100

Digest

bf4eb093bec16b242cac20272bc7c4f90c017c60A fingerprint of everything the reading says. The same reading always has this digest, and any change in it gives another.

Reading id

27b373ce-fc6f-4bd1-b25c-2955985a12cd

Address

https://apolika.com/entities/e06d1066-517c-47e3-9a3d-f4b40938fbed/evidence?as_of=2026-10-25The same address gives the same day's file tomorrow. What was recorded after the date is not in it.

As data

https://apolika.com/api/entities/e06d1066-517c-47e3-9a3d-f4b40938fbed/evidence?as_of=2026-10-25T00%3A51%3A01.106Z

Made

25 October 2026, 00:51 UTC