Evidence file

DEUTSCHE BANK, SAE

What this system held and said about the company on 25 October 2026, as of the moment the file was made, and what it rested on. Made on 25 October 2026, 04:33 UTC.

Now
JSON
listings in force
5
ownership verdicts
0
sources with their version
33
limits stated
2

Listings

  • LiftedComisión Nacional del Mercado de Valores (CNMV)

    Debarment

    In this state since
    12 Sept 2026
    Designated
    29 Jan 2025
    Reason given
    La CNMV ha impuesto a DEUTSCHE BANK, S.A.E. una sanción de suspensión de la actividad de asesoramiento en materia de inversión sobre productos derivados OTC complejos que incorporen estructuras sobre divisas que incluyan la venta de opciones por parte del cliente a DB, tanto los denominados Target Profit Forwards y Pivot TPF, como aquellos otros de análoga naturaleza y funcionamiento, emitidos por la propia Entidad o por terceros, por un plazo de un año, por la comisión una infracción muy grave tipificada en el artículo 284.1 de la Ley del Mercado de Valores, texto refundido aprobado por Real Decreto Legislativo 4/2015, de 23 de octubre, por el incumplimiento, no meramente ocasional o aislado, de la obligación de diligencia y transparencia recogido en el artículo 208 del citado texto legal, en relación con los deberes de información a los clientes previstos en sus artículos 209, 210 y 211, en relación con los artículos 44.2, b), c) d) y e); 48 y 50 del Reglamento Delegado (UE) 2017/565 de la Comisión, de 25 de abril de 2016, por el que se completa la Directiva 2014/65/UE del Parlamento Europeo y del Consejo en lo relativo a los requisitos organizativos y las condiciones de funcionamiento de las empresas de servicios de inversión y términos definidos a efectos de dicha Directiva; y con la Norma tercera de la Circular 3/2013, de 12 de junio, de la Comisión Nacional del Mercado de Valores, sobre el desarrollo de determinadas obligaciones de información a los clientes a los que se les prestan servicios de inversión, en relación con la evaluación de la conveniencia e idoneidad de los instrumentos financieros, todo ello con ocasión del servicio de asesoramiento prestado a clientes españoles, relacionado con instrumentos financieros derivados sobre divisas, de mayor complejidad y riesgo -en particular los denominados Target Profit Forwards y Pivot TPF-, en el período comprendido entre el 1 de enero de 2018 y el 31 de marzo de 2021. [original (Spanish)] The CNMV has imposed on DEUTSCHE BANK, S.A.E. the suspension of investment advisory activity on complex OTC derivative products that incorporate structures on currencies that include the sale of options by the client to DB, both the so-called Target Profit Forwards and Pivot TPF, as well as those of a similar nature and operation, issued by the Entity itself or by third parties, for a period of one year, for the commission of an infringement classified as very severe in Article 284.1 of the Securities Market Law, in its consolidated text approved by Spanish Royal Legislative Decree 4/2015, of 23 October, for the non-compliance, not merely occasional or isolated, with the obligation of due diligence and transparency mentioned in Article 208 of the aforementioned legal text, in relation to the duties of information to clients provided in its Articles 209, 210 and 211, in relation to Articles 44.2, b), c) d) and e); 48 and 50 of the Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to organisational requirements and operating conditions for investment firms and defined terms for the purposes of the corresponding Directive; and with the third rule of Circular 3/2013 of 12 June 2013 of the Spanish National Securities Market Commission (CNMV) on the implementation of certain information obligations for clients to whom investment services are provided, in relation to the assessment of the appropriateness and suitability of financial instruments, all in connection with the advisory service provided to Spanish clients related to more complex and risky foreign exchange derivative financial instruments (in particular those known as Target Profit Forwards and Pivot TPF), in the period from 1 January 2018 to 31 March 2021.
    Document
    The publisher's document
    Stated by
    ESMA Sanctions Register
    First recorded here
    12 Sept 2026
    Listing id
    14071
  • In forceComisión Nacional del Mercado de Valores (CNMV)

    Debarment

    In this state since
    12 Sept 2026
    Designated
    29 Jan 2025
    Reason given
    La CNMV ha impuesto a DEUTSCHE BANK, S.A.E. una multa por importe de 5.000.000 de euros por la comisión una infracción muy grave tipificada en el artículo 283.12 de la Ley del Mercado de Valores, texto refundido aprobado por Real Decreto Legislativo 4/2015, de 23 de octubre, por el incumplimiento, no meramente ocasional o aislado, de la obligación de diligencia y transparencia y de actuación en el mejor interés de sus clientes, recogido en su artículo 208 ter, en relación con el artículo 54.11 del Reglamento Delegado (UE) 2017/565 de la Comisión, de 25 de abril de 2016, por el que se completa la Directiva 2014/65/UE del Parlamento Europeo y del Consejo en lo relativo a los requisitos organizativos y las condiciones de funcionamiento de las empresas de servicios de inversión y términos definidos a efectos de dicha Directiva, todo ello con ocasión del servicio de asesoramiento prestado a clientes españoles, relacionado con instrumentos financieros derivados sobre divisas, de mayor complejidad y riesgo - en particular los denominados Target Profit Forwards y Pivot TPF-, en el período comprendido entre el 1 de octubre de 2018 y el 31 de marzo de 2021. [original (Spanish)] The CNMV has imposed on DEUTSCHE BANK, S.A.E. a 5,000,000 euros fine for the commission a very severe infringement as defined in Article 283.12 of the Securities Market Law, in its consolidated text approved by Royal Legislative Decree 4/2015, of 23 October, for non-compliance, not merely occasional or isolated, with the obligation of due diligence and transparency and of acting in the best interests of its clients, as set out in its Article 208 ter, in relation to Article 54.11 of Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to organisational requirements and operating conditions for investment firms and defined terms for the purposes of the corresponding Directive, all in connection with the advisory service provided to Spanish clients, related to foreign exchange derivative financial instruments of greater complexity and risk (in particular those called Target Profit Forwards and Pivot TPF) in the period between 1 October 2018 and 31 March 2021.
    Document
    The publisher's document
    Stated by
    ESMA Sanctions Register
    First recorded here
    12 Sept 2026
    Listing id
    14072
  • In forceComisión Nacional del Mercado de Valores (CNMV)

    Debarment

    In this state since
    12 Sept 2026
    Designated
    29 Jan 2025
    Reason given
    La CNMV ha impuesto a DEUTSCHE BANK, S.A.E. multa por importe de 5.000.000 de euros por la comisión una infracción muy grave tipificada en el artículo 284.1 de la Ley del Mercado de Valores, texto refundido aprobado por Real Decreto Legislativo 4/2015, de 23 de octubre, por el incumplimiento, no meramente ocasional o aislado, de la obligación de diligencia y transparencia recogido en el artículo 208 del citado texto legal, en relación con los deberes de información a los clientes previstos en sus artículos 209, 210 y 211, en relación con los artículos 44.2, b), c) d) y e); 48 y 50 del Reglamento Delegado (UE) 2017/565 de la Comisión, de 25 de abril de 2016, por el que se completa la Directiva 2014/65/UE del Parlamento Europeo y del Consejo en lo relativo a los requisitos organizativos y las condiciones de funcionamiento de las empresas de servicios de inversión y términos definidos a efectos de dicha Directiva; y con la Norma tercera de la Circular 3/2013, de 12 de junio, de la Comisión Nacional del Mercado de Valores, sobre el desarrollo de determinadas obligaciones de información a los clientes a los que se les prestan servicios de inversión, en relación con la evaluación de la conveniencia e idoneidad de los instrumentos financieros, todo ello con ocasión del servicio de asesoramiento prestado a clientes españoles, relacionado con instrumentos financieros derivados sobre divisas, de mayor complejidad y riesgo -en particular los denominados Target Profit Forwards y Pivot TPF-, en el período comprendido entre el 1 de enero de 2018 y el 31 de marzo de 2021. [original (Spanish)] The CNMV has imposed a 5,000,000 euros fine on DEUTSCHE BANK, S.A.E. for the commission of a very severe infringement as defined in Article 284.1 of the Securities Market Law, in its consolidated text approved by Spanish Royal Legislative Decree 4/2015, of 23 October, for non-compliance, not merely occasional or isolated, with the obligation of due diligence and transparency contained in Article 208 of the aforementioned legal text, in relation to the duties of information to clients provided in its Articles 209, 210 and 211, in relation to Articles 44.2, b), c) d) and e); 48 and 50 of the Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to organisational requirements and operating conditions for investment firms and defined terms for the purposes of the corresponding Directive; and with the Third Rule of Circular 3/2013 of 12 June 2013 of the Spanish National Securities Market Commission (CNMV) on the implementation of certain information obligations for clients to whom investment services are provided, in relation to the assessment of the appropriateness and suitability of financial instruments, all in connection with the advisory services provided to Spanish clients related to more complex and risky foreign exchange derivative financial instruments (particularly Target Profit Forwards and Pivot TPF instruments) between 1 January 2018 and 31 March 2021.
    Document
    The publisher's document
    Stated by
    ESMA Sanctions Register
    First recorded here
    12 Sept 2026
    Listing id
    14070
  • In forceComisión Nacional del Mercado de Valores (CNMV)

    MiFID

    In this state since
    12 Sept 2026
    Designated
    29 Jan 2025
    Reason given
    La CNMV ha impuesto a DEUTSCHE BANK, S.A.E. una sanción de suspensión de la actividad de asesoramiento en materia de inversión sobre productos derivados OTC complejos que incorporen estructuras sobre divisas que incluyan la venta de opciones por parte del cliente a DB, tanto los denominados Target Profit Forwards y Pivot TPF, como aquellos otros de análoga naturaleza y funcionamiento, emitidos por la propia Entidad o por terceros, por un plazo de un año, por la comisión una infracción muy grave tipificada en el artículo 284.1 de la Ley del Mercado de Valores, texto refundido aprobado por Real Decreto Legislativo 4/2015, de 23 de octubre, por el incumplimiento, no meramente ocasional o aislado, de la obligación de diligencia y transparencia recogido en el artículo 208 del citado texto legal, en relación con los deberes de información a los clientes previstos en sus artículos 209, 210 y 211, en relación con los artículos 44.2, b), c) d) y e); 48 y 50 del Reglamento Delegado (UE) 2017/565 de la Comisión, de 25 de abril de 2016, por el que se completa la Directiva 2014/65/UE del Parlamento Europeo y del Consejo en lo relativo a los requisitos organizativos y las condiciones de funcionamiento de las empresas de servicios de inversión y términos definidos a efectos de dicha Directiva; y con la Norma tercera de la Circular 3/2013, de 12 de junio, de la Comisión Nacional del Mercado de Valores, sobre el desarrollo de determinadas obligaciones de información a los clientes a los que se les prestan servicios de inversión, en relación con la evaluación de la conveniencia e idoneidad de los instrumentos financieros, todo ello con ocasión del servicio de asesoramiento prestado a clientes españoles, relacionado con instrumentos financieros derivados sobre divisas, de mayor complejidad y riesgo -en particular los denominados Target Profit Forwards y Pivot TPF-, en el período comprendido entre el 1 de enero de 2018 y el 31 de marzo de 2021. [original (Spanish)] The CNMV has imposed on DEUTSCHE BANK, S.A.E. the suspension of investment advisory activity on complex OTC derivative products that incorporate structures on currencies that include the sale of options by the client to DB, both the so-called Target Profit Forwards and Pivot TPF, as well as those of a similar nature and operation, issued by the Entity itself or by third parties, for a period of one year, for the commission of an infringement classified as very severe in Article 284.1 of the Securities Market Law, in its consolidated text approved by Spanish Royal Legislative Decree 4/2015, of 23 October, for the non-compliance, not merely occasional or isolated, with the obligation of due diligence and transparency mentioned in Article 208 of the aforementioned legal text, in relation to the duties of information to clients provided in its Articles 209, 210 and 211, in relation to Articles 44.2, b), c) d) and e); 48 and 50 of the Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to organisational requirements and operating conditions for investment firms and defined terms for the purposes of the corresponding Directive; and with the third rule of Circular 3/2013 of 12 June 2013 of the Spanish National Securities Market Commission (CNMV) on the implementation of certain information obligations for clients to whom investment services are provided, in relation to the assessment of the appropriateness and suitability of financial instruments, all in connection with the advisory service provided to Spanish clients related to more complex and risky foreign exchange derivative financial instruments (in particular those known as Target Profit Forwards and Pivot TPF), in the period from 1 January 2018 to 31 March 2021.
    Document
    The publisher's document
    Stated by
    ESMA Sanctions Register
    First recorded here
    12 Sept 2026
    Listing id
    14071
  • In forceComisión Nacional del Mercado de Valores (CNMV)

    MiFID

    In this state since
    12 Sept 2026
    Designated
    29 Jan 2025
    Reason given
    La CNMV ha impuesto a DEUTSCHE BANK, S.A.E. una multa por importe de 5.000.000 de euros por la comisión una infracción muy grave tipificada en el artículo 283.12 de la Ley del Mercado de Valores, texto refundido aprobado por Real Decreto Legislativo 4/2015, de 23 de octubre, por el incumplimiento, no meramente ocasional o aislado, de la obligación de diligencia y transparencia y de actuación en el mejor interés de sus clientes, recogido en su artículo 208 ter, en relación con el artículo 54.11 del Reglamento Delegado (UE) 2017/565 de la Comisión, de 25 de abril de 2016, por el que se completa la Directiva 2014/65/UE del Parlamento Europeo y del Consejo en lo relativo a los requisitos organizativos y las condiciones de funcionamiento de las empresas de servicios de inversión y términos definidos a efectos de dicha Directiva, todo ello con ocasión del servicio de asesoramiento prestado a clientes españoles, relacionado con instrumentos financieros derivados sobre divisas, de mayor complejidad y riesgo - en particular los denominados Target Profit Forwards y Pivot TPF-, en el período comprendido entre el 1 de octubre de 2018 y el 31 de marzo de 2021. [original (Spanish)] The CNMV has imposed on DEUTSCHE BANK, S.A.E. a 5,000,000 euros fine for the commission a very severe infringement as defined in Article 283.12 of the Securities Market Law, in its consolidated text approved by Royal Legislative Decree 4/2015, of 23 October, for non-compliance, not merely occasional or isolated, with the obligation of due diligence and transparency and of acting in the best interests of its clients, as set out in its Article 208 ter, in relation to Article 54.11 of Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to organisational requirements and operating conditions for investment firms and defined terms for the purposes of the corresponding Directive, all in connection with the advisory service provided to Spanish clients, related to foreign exchange derivative financial instruments of greater complexity and risk (in particular those called Target Profit Forwards and Pivot TPF) in the period between 1 October 2018 and 31 March 2021.
    Document
    The publisher's document
    Stated by
    ESMA Sanctions Register
    First recorded here
    12 Sept 2026
    Listing id
    14072
  • In forceComisión Nacional del Mercado de Valores (CNMV)

    MiFID

    In this state since
    12 Sept 2026
    Designated
    29 Jan 2025
    Reason given
    La CNMV ha impuesto a DEUTSCHE BANK, S.A.E. multa por importe de 5.000.000 de euros por la comisión una infracción muy grave tipificada en el artículo 284.1 de la Ley del Mercado de Valores, texto refundido aprobado por Real Decreto Legislativo 4/2015, de 23 de octubre, por el incumplimiento, no meramente ocasional o aislado, de la obligación de diligencia y transparencia recogido en el artículo 208 del citado texto legal, en relación con los deberes de información a los clientes previstos en sus artículos 209, 210 y 211, en relación con los artículos 44.2, b), c) d) y e); 48 y 50 del Reglamento Delegado (UE) 2017/565 de la Comisión, de 25 de abril de 2016, por el que se completa la Directiva 2014/65/UE del Parlamento Europeo y del Consejo en lo relativo a los requisitos organizativos y las condiciones de funcionamiento de las empresas de servicios de inversión y términos definidos a efectos de dicha Directiva; y con la Norma tercera de la Circular 3/2013, de 12 de junio, de la Comisión Nacional del Mercado de Valores, sobre el desarrollo de determinadas obligaciones de información a los clientes a los que se les prestan servicios de inversión, en relación con la evaluación de la conveniencia e idoneidad de los instrumentos financieros, todo ello con ocasión del servicio de asesoramiento prestado a clientes españoles, relacionado con instrumentos financieros derivados sobre divisas, de mayor complejidad y riesgo -en particular los denominados Target Profit Forwards y Pivot TPF-, en el período comprendido entre el 1 de enero de 2018 y el 31 de marzo de 2021. [original (Spanish)] The CNMV has imposed a 5,000,000 euros fine on DEUTSCHE BANK, S.A.E. for the commission of a very severe infringement as defined in Article 284.1 of the Securities Market Law, in its consolidated text approved by Spanish Royal Legislative Decree 4/2015, of 23 October, for non-compliance, not merely occasional or isolated, with the obligation of due diligence and transparency contained in Article 208 of the aforementioned legal text, in relation to the duties of information to clients provided in its Articles 209, 210 and 211, in relation to Articles 44.2, b), c) d) and e); 48 and 50 of the Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to organisational requirements and operating conditions for investment firms and defined terms for the purposes of the corresponding Directive; and with the Third Rule of Circular 3/2013 of 12 June 2013 of the Spanish National Securities Market Commission (CNMV) on the implementation of certain information obligations for clients to whom investment services are provided, in relation to the assessment of the appropriateness and suitability of financial instruments, all in connection with the advisory services provided to Spanish clients related to more complex and risky foreign exchange derivative financial instruments (particularly Target Profit Forwards and Pivot TPF instruments) between 1 January 2018 and 31 March 2021.
    Document
    The publisher's document
    Stated by
    ESMA Sanctions Register
    First recorded here
    12 Sept 2026
    Listing id
    14070

Ownership verdicts

No ownership verdict was on file for this company on 25 October 2026.

What was checked

As recorded by the assessment reading taken on 25 September 2026, 18:00 UTC, the newest on or before the date. Only “checked, not found” means a source was read in full and held nothing for the company.

Sanctions lists

Found · 1 source. The source holds records for this company.

  • ESMA Sanctions Register, checked 25 Sept 2026

Checked, not found · 32 sources. The source was read in full and holds nothing for this company.

  • Australia DFAT Consolidated List, checked 18 Sept 2026
  • Brazil CEIS (national procurement exclusions), checked 18 Sept 2026
  • Brazil MTE employer register (lista suja), checked 18 Sept 2026
  • Brazil TCU (firms declared inidôneas), checked 18 Sept 2026
  • Canada Consolidated Autonomous Sanctions List, checked 22 Sept 2026
  • EBRD Ineligible Entities, checked 24 Sept 2026
  • EU Consolidated Sanctions List, checked 22 Sept 2026, list dated 5 Aug 2026
  • France AMF blacklist of unauthorised actors, checked 25 Sept 2026
  • IDB Sanctioned Firms and Individuals, checked 25 Sept 2026
  • Japan MOF Sanctions List, checked 25 Sept 2026
  • Latvia FID frozen assets register, checked 25 Sept 2026
  • Malaysia BNM financial consumer alert list, checked 18 Sept 2026
  • Malaysia SC investor alert list, checked 18 Sept 2026
  • Moldova procurement ban list, checked 21 Sept 2026
  • New Zealand Russia Sanctions Register, checked 22 Sept 2026
  • Norges Bank (fund exclusions and observation), checked 22 Sept 2026
  • OFAC Consolidated (non-SDN), checked 22 Sept 2026, list dated 14 Sept 2026
  • OFAC SDN, checked 22 Sept 2026, list dated 18 Sept 2026
  • Poland MSWiA sanctions list, checked 25 Sept 2026
  • SAM.gov Exclusions (US federal), checked 18 Sept 2026
  • Slovenia KPK business restrictions, checked 24 Sept 2026
  • Swiss FINMA warning list, checked 25 Sept 2026
  • Switzerland SECO Sanctions List, checked 23 Sept 2026, list dated 4 Sept 2026
  • Taiwan SHTC export entity list, checked 19 Sept 2026
  • Türkiye MASAK asset freezes, checked 24 Sept 2026
  • UK OFSI Consolidated List, checked 13 Sept 2026, list dated 3 Jun 2026
  • UK Sanctions List (FCDO), checked 21 Sept 2026, list dated 21 Sept 2026
  • UN Security Council Consolidated List, checked 22 Sept 2026, list dated 21 Sept 2026
  • US CBP forced-labour orders (WRO & Findings), checked 22 Sept 2026
  • US Consolidated Screening List, checked 18 Sept 2026
  • US UFLPA Entity List, checked 22 Sept 2026
  • World Bank Listing of Ineligible Firms and Individuals, checked 24 Sept 2026

Debarment and exclusion lists

Checked, not found · 16 sources. The source was read in full and holds nothing for this company.

  • Brazil CEIS (national procurement exclusions), checked 18 Sept 2026
  • Brazil MTE employer register (lista suja), checked 18 Sept 2026
  • Brazil TCU (firms declared inidôneas), checked 18 Sept 2026
  • EBRD Ineligible Entities, checked 24 Sept 2026
  • France AMF blacklist of unauthorised actors, checked 25 Sept 2026
  • IDB Sanctioned Firms and Individuals, checked 25 Sept 2026
  • Malaysia BNM financial consumer alert list, checked 18 Sept 2026
  • Malaysia SC investor alert list, checked 18 Sept 2026
  • Moldova procurement ban list, checked 21 Sept 2026
  • Norges Bank (fund exclusions and observation), checked 22 Sept 2026
  • SAM.gov Exclusions (US federal), checked 18 Sept 2026
  • Slovenia KPK business restrictions, checked 24 Sept 2026
  • Swiss FINMA warning list, checked 25 Sept 2026
  • US CBP forced-labour orders (WRO & Findings), checked 22 Sept 2026
  • US UFLPA Entity List, checked 22 Sept 2026
  • World Bank Listing of Ineligible Firms and Individuals, checked 24 Sept 2026

Where the company is registered or connected

  • ES: registered here

    No company register for this jurisdiction has been connected to this system, and none has been examined. No register here states who owns this jurisdiction's companies, so an ownership chain reaching one stops.

What this file cannot say

  • Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.
  • No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland.

What sources said

Legal name

Jurisdiction

Versions of the sources

For each source behind this file, the newest read made on or before the date: the version of it that stood.

  • Australia DFAT Consolidated List

    Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here. 3,650 records read.

  • Brazil CEIS (national procurement exclusions)

    Read on 21 October 2026. No date from the publisher is read for this file, so its age is not known here. 23,804 records read.

  • Brazil MTE employer register (lista suja)

    Read on 21 October 2026. No date from the publisher is read for this file, so its age is not known here. 508 records read.

  • Brazil TCU (firms declared inidôneas)

    Read on 22 October 2026. No date from the publisher is read for this file, so its age is not known here. 94 records read.

  • Canada Consolidated Autonomous Sanctions List

    Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here. 5,708 records read.

  • EBRD Ineligible Entities

    Read on 22 October 2026. No date from the publisher is read for this file, so its age is not known here. 1,278 records read.

  • ESMA Sanctions Register

    Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 845 records read.

  • EU Consolidated Sanctions List

    Read on 19 October 2026. The publisher dates the file 15 October 2026, 4 days before it was read. 6,234 records read. Publisher's version: globalFileId 185699.

  • France AMF blacklist of unauthorised actors

    Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 2,574 records read.

  • IDB Sanctioned Firms and Individuals

    Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 530 records read.

  • Japan MOF Sanctions List

    Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here. 2,900 records read.

  • Latvia FID frozen assets register

    Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here. 183 records read.

  • Malaysia BNM financial consumer alert list

    Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here. 588 records read.

  • Malaysia SC investor alert list

    Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here. 1,795 records read.

  • Moldova procurement ban list

    Read on 29 September 2026. No date from the publisher is read for this file, so its age is not known here. 22 records read.

  • New Zealand Russia Sanctions Register

    Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here. 529 records read.

  • Norges Bank (fund exclusions and observation)

    Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here. 201 records read.

  • OFAC Consolidated (non-SDN)

    Read on 19 October 2026. The publisher dates the file 14 September 2026, 35 days before it was read. 481 records read.

  • OFAC SDN

    Read on 19 October 2026. The publisher dates the file 15 October 2026, 4 days before it was read. 17,556 records read.

  • Poland MSWiA sanctions list

    Read on 21 October 2026. No date from the publisher is read for this file, so its age is not known here. 131 records read.

  • SAM.gov Exclusions (US federal)

    Read on 24 October 2026. No date from the publisher is read for this file, so its age is not known here. 10,194 records read.

  • Slovenia KPK business restrictions

    Read on 15 October 2026. No date from the publisher is read for this file, so its age is not known here. 4,351 records read.

  • Swiss FINMA warning list

    Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here. 2,372 records read.

  • Switzerland SECO Sanctions List

    Read on 19 October 2026. The publisher dates the file 15 October 2026, 4 days before it was read. 7,040 records read.

  • Taiwan SHTC export entity list

    Read on 21 October 2026. No date from the publisher is read for this file, so its age is not known here. 11,664 records read.

  • Türkiye MASAK asset freezes

    Read on 22 October 2026. No date from the publisher is read for this file, so its age is not known here. 2,304 records read.

  • UK OFSI Consolidated List

    Read on 8 October 2026. The file carries no date of its own; its newest record is dated 3 June 2026, 127 days before it was read. Newest designation in the file: 2025-12-19. 5,120 records read.

  • UK Sanctions List (FCDO)

    Read on 19 October 2026. The publisher dates the file 16 October 2026, 3 days before it was read. 5,705 records read.

  • UN Security Council Consolidated List

    Read on 19 October 2026. The publisher dates the file 17 October 2026, 2 days before it was read. 1,010 records read.

  • US CBP forced-labour orders (WRO & Findings)

    Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here. 63 records read.

  • US Consolidated Screening List

    Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here. 6,474 records read.

  • US UFLPA Entity List

    Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here. 205 records read.

  • World Bank Listing of Ineligible Firms and Individuals

    Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 1,539 records read.

The assessment reading

Taken
25 September 2026, 18:00 UTC
Methodology
Version 5
Level
Low
Score recorded
45 of 100
Digest
9c809c35ee3b4dd38fa69c96f32471d341b2ff31A fingerprint of everything the reading says. The same reading always has this digest, and any change in it gives another.
Reading id
c56bd6fd-07bf-4a9b-af35-4ceaa36146d7

This file

Address
https://apolika.com/entities/8d15fd35-2804-4aa3-a643-62e7443fce92/evidence?as_of=2026-10-25The same address gives the same day's file tomorrow. What was recorded after the date is not in it.
Made
25 October 2026, 04:33 UTC